HOW ADVISER CAN PROVIDE INDEPENDENT ADVICE TO CLIENT The optimal advisory firm with full independent, fiduciary advisors with the resources and sophistication necessary to guide clients in even their most complex financial needs, renders that choice obsolete. Without the right level of expertise and financial competence, independence cannot ensure the highest quality of investment solutions. The idea of objective and comprehensive investment advice on complex and often arcane financial subjects resonated well with the investing public. The technologies enhance the ability for small firm to further compete, providing access to information, research, products, and software tools that matched. Furthermore, the open mutual fund marketplace gave investor and financial advisor access to virtually all mutual funds in existence, rather that the limited menu that many brokerage firms offered. A fully integrated, end-to end platform will help independent advisors deliver solutions to clients of all asset levels. …show more content…
Having a very high degree of both financial services and legal independence enable adviser to offer professional advice and recommend unique financial products they believe will best serve their clients’ interests. The optimal independent advisory firms are built to help clients navigate the confusion created by the current legal and regulatory structures while still having access to all the investment products and services they need to reach their financial goals. Their advisors offer the highest level of client-oriented services possible, regardless of the nature of the clients’ relationships with the firm, and are committed to acting in the clients’ best interests while disclosing any conflicts of interest that might