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The Pros And Cons Of Press Release

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3. Based on the headings, briefly summarize the major types of issues that the SEC addresses in these press-releases (2-3 paragraphs). During the year of 2015, the SEC handled a lot of issues with the major situations being related to penalizing illegal actions that violate the SEC regulations, appointing individuals to new positions, and updating/adding to regulation. There have been tons of Press Releases this past year and the most prevalent issues the SEC appears to deal with are the violation of its regulatory policies and procedures. The SEC has had to charge companies for violation of regulation regarding: insider trading, accounting and disclosure violations, accounting fraud, schemes and other unethical practices. It is the job of the SEC to regulate financial institutions and in order to do this; they must be sure that they have the right people in the right places. The SEC has made several appointed throughout the year, which include: Regional Officers, Committee Board Members, Directors, Chiefs and other significant positions. Each position plays a vital role in ensuring that the SEC is capable of effectively doing its job. Another important categories of release deals with the various updates and additions the SEC has made to regulation throughout the year. In order to keep up with the changing financial environment and prevent any disastrous effects the SEC must constantly monitor and make these meaningful alterations. 4. …show more content…

Count how many releases appear to be enforcement actions aimed at financial intermediation firms that have violated SEC regulations since July 1, 2015 (report approximate number). There have been at least forty-five releases related to enforcement actions aimed at financial intermediation firms that have violated SEC regulation since July 1,

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