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Loyola Law School: Case Study

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This is an excerpt from an appellate brief for an appellate advocacy course at Loyola Law School. This sample includes legal analysis from the first section of this brief. The brief was written on behalf of the Providence Securities, Inc., Mary Shaw Latimer, Stewart Small, and Roland Graf, who appealed the judgment entered after a bench trial confirming the arbitration award for Loretta and John Smythe. The Smythes maintained securities accounts with Providence until they were tricked by a Ponzi scheme and lost $950,000. Mary Shaw and Roland Graf handled the Smythe’s accounts at Providence until Ms. Shaw left the company for a different securities company, Martins Lydel. The Smythes went to arbitration with Providence to recover their
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